Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Brendan DobbertinAmerican Portfolios Financial Services, Inc.LPL Financial LLC09-03-2009
David Matthew O'ConnellHornor, Townsend & Kent, LLCLPL Financial LLC$2505-04-2010
Jason Michael WallyMorgan StanleyLPL Financial LLC03-14-2011
James Robert HillAmerican Portfolios Financial Services, Inc.LPL Financial LLC12-16-2011
David Louis FenelonKestra Investment Services, LLCLPL Financial LLC05-07-2012
John Richard VanderleeuwTD Private Client Wealth LLCLPL Financial LLC05-24-2012
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Robert Francis PaventiSantander Securities LLCLPL Financial LLC09-19-2012
Kamal RayeenySantander Securities LLCLPL Financial LLC09-19-2012
Delano Macordova JarrettSantander Securities LLCLPL Financial LLC09-19-2012
Najala LangloisAmeriprise Financial Services, Inc.LPL Financial LLC$1010-02-2012
Serafino G BrunoHSBC Securities (USA) Inc.LPL Financial LLC10-08-2012
Kenneth W ReitzCambridge Investment Research, Inc.LPL Financial LLC12-03-2012
George Patrick Mitchell Jr.The Windmill Group, Inc.LPL Financial LLC01-11-2013
David Louis HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5002-28-2013
Christopher William HuntKey Investment Services LLCLPL Financial LLC06-11-2013
Richard Aaron HuppertSummit Brokerage Services, Inc.LPL Financial LLC08-13-2013
Dennis P OconnorCetera Advisors LLCLPL Financial LLC$2508-23-2013
Bryan Howard KossoveRoyal Alliance Associates, Inc.LPL Financial LLC08-26-2013
Scott Allen CurtisIBN Financial Services, Inc.LPL Financial LLC11-08-2013
Christopher Louis DursiPeople's Securities, Inc.LPL Financial LLC12-23-2013
Jeanne A. HolmesHSBC Securities (USA) Inc.LPL Financial LLC04-11-2014
Meghan Marie MurrayEdward JonesLPL Financial LLC04-14-2014
James Michael SbarraJ.P. Morgan Securities LLCLPL Financial LLC04-28-2014
Todd Howard GlennIBN Financial Services, Inc.LPL Financial LLC06-10-2014
Next Page »

Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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