Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Louis SavardM&T Securities, Inc.LPL Financial LLC05-03-2013
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Adam Thomas GouldCitizens Securities, Inc.LPL Financial LLC12-16-2015
Adrian L. JohnsonKestra Investment Services, LLCLPL Financial LLC04-04-2018
Alaine Danielle MacdougallThe Investment Center, Inc.LPL Financial LLC09-13-2018
Albert A VelezHSBC Securities (USA) Inc.LPL Financial LLC04-14-2011
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Alexander Scott MorphetInfinex Investments, Inc.LPL Financial LLC06-06-2018
Alix J CharlemagneSantander Securities LLCLPL Financial LLC11-30-2017
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Andrea B VassiliadisAmerican Portfolios Financial Services, Inc.LPL Financial LLC12-22-2014
Andrew NinnoBankers Life Securities, Inc.LPL Financial LLC04-10-2018
Angela Claire ReaCadaret, Grant & Co., Inc.LPL Financial LLC05-12-2016
Angela Marie HallMorgan StanleyLPL Financial LLC05-15-2013
Anthony Albert ManiscalcoSantander Securities LLCLPL Financial LLC02-21-2019
Anthony Carmelo SpinelliChase Investment Services Corp.LPL Financial LLC03-01-2009
Anthony J OrtizWells Fargo Advisors Financial Network, LLCLPL Financial LLC06-03-2016
Anthony Joseph Pullinzi Jr.Pruco Securities, LLC.LPL Financial LLC08-05-2015
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Anthony Richard SurberMidwestern Securities Trading Company, LLCLPL Financial LLC$1010-09-2012
Arthur Paul Forget IIIThe Investment Center, Inc.LPL Financial LLC09-18-2017
Arthur R VignoliCoastal Equities, Inc.LPL Financial LLC$1008-09-2019
Azaad Armaan MohamedHSBC Securities (USA) Inc.LPL Financial LLC$5007-18-2016
Azaad Armaan MohamedJ.P. Morgan Securities LLCLPL Financial LLC$5007-24-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.