Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Alan Burt GoodmanKey Investment Services LLCLPL Financial LLC$2509-21-2016
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Alexandra BerthiaumeKey Investment Services LLCLPL Financial LLC09-21-2016
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Andres CanoKey Investment Services LLCLPL Financial LLC09-21-2016
Andrew L RobertsKey Investment Services LLCLPL Financial LLC09-21-2016
Angela Claire ReaCadaret, Grant & Co., Inc.LPL Financial LLC05-12-2016
Anthony Albert ManiscalcoSantander Securities LLCLPL Financial LLC02-21-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Ayda Ines LupoKey Investment Services LLCLPL Financial LLC09-21-2016
Benjamin C LingenfelterAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2018
Brett Philip HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC07-29-2016
Brian LynchPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Bridget Dorothy Carson-ScalaFortis Group Advisors LLCLPL Financial LLC02-21-2018
Bryan Howard KossoveRoyal Alliance Associates, Inc.LPL Financial LLC08-26-2013
Celeste P. ReckWells Fargo Clearing Services, LLCLPL Financial LLC05-20-2016
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Christopher Lee VazquezSantander Securities LLCLPL Financial LLC02-08-2016
Christopher Louis DursiPeople's Securities, Inc.LPL Financial LLC12-23-2013
Christopher Scott RennaCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Christopher William HuntKey Investment Services LLCLPL Financial LLC06-11-2013
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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