Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Frank GerkenLPL Financial LLCLincoln Financial Advisors Corporation$2507-24-2020
Michael Allan GoldfederLPL Financial LLCLincoln Financial Advisors Corporation07-24-2020
Thomas G SnowRighthand Capital, LLCLincoln Financial Advisors Corporation$2506-02-2020
Doreen Jane HallerCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5010-31-2019
John Kevin Best JrCommonwealth Financial NetworkLincoln Financial Advisors Corporation10-31-2019
Richard Joseph CooneyLPL Financial LLCLincoln Financial Advisors Corporation$5005-20-2019
James Harold DeanAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation$5006-16-2017
Joseph Louis FecioCommonwealth Financial NetworkLincoln Financial Advisors Corporation03-01-2017
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Edwin Cooper Griswold JrLPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
Patrice BorgheseLPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
John Paul EnrightCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation10-21-2016
Joseph Michael WatersGWN Securities Inc.Lincoln Financial Advisors Corporation05-16-2016
Keith Jeffrey MaederEquity Services, Inc.Lincoln Financial Advisors Corporation01-11-2016
Brian Robert ReynoldsEquity Services, Inc.Lincoln Financial Advisors Corporation01-08-2016
William Thomas Tortorice SrAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation11-09-2012
Scott Theodore PadovaRNR Securities, L.L.C.Lincoln Financial Advisors Corporation05-17-2011
Barry M ShapiroCommonwealth Financial NetworkLincoln Financial Advisors Corporation$2501-21-2011
Bruce Alan MazoCetera Advisors LLCLincoln Financial Advisors Corporation$15010-22-2010
Donald Richard Hehir JrCommonwealth Financial NetworkLincoln Financial Advisors Corporation$2505-10-2010
Douglas Richard SnowCommonwealth Financial NetworkLincoln Financial Advisors Corporation05-10-2010
Mary Elizabeth FairchildAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation05-07-2010
Edward BarretoRNR Securities, L.L.C.Lincoln Financial Advisors Corporation01-13-2010
Samuel Scott BianchiIBN Financial Services, Inc.Lincoln Financial Advisors Corporation01-13-2010
Jonathan David WeirCadaret, Grant & Co., Inc.Lincoln Financial Advisors Corporation06-16-2009

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.