Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Habib Hobika Jr.Citizens Securities, Inc.M&T Securities, Inc.01-07-2019
Elizabeth Marie BiehlerAllstate Financial Services, LLCM&T Securities, Inc.$2512-06-2018
Lawrence Edward GoreLPL Financial LLCM&T Securities, Inc.$110-11-2018
Nickole Marie GarrisonGarrison Murphy Wealth Management, LLCM&T Securities, Inc.09-21-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Steven BenjaminNational Securities CorporationM&T Securities, Inc.$5008-20-2018
Caroline Maria BravoCitizens Securities, Inc.M&T Securities, Inc.04-17-2018
Douglas James EvanovichLPL Financial LLCM&T Securities, Inc.03-12-2018
Katie Lynn SamuelsonKey Investment Services LLCM&T Securities, Inc.03-07-2018
Christine Ann GumaerLPL Financial LLCM&T Securities, Inc.01-05-2018
Mireille AlkhouryPruco Securities, LLC.M&T Securities, Inc.12-08-2017
Lyndal M ColeWells Fargo Clearing Services, LLCM&T Securities, Inc.$5011-29-2017
Andrew James SwartwoutLPL Financial LLCM&T Securities, Inc.$15011-10-2017
Joseph Thomas BeecherPruco Securities, LLC.M&T Securities, Inc.10-09-2017
William D MastrogiovanniCitizens Securities, Inc.M&T Securities, Inc.10-06-2017
Zachary David HerringWells Fargo Clearing Services, LLCM&T Securities, Inc.09-20-2017
Peter Michael BushmanHSBC Securities (USA) Inc.M&T Securities, Inc.$1109-08-2017
William Michael Golias IIIWells Fargo Clearing Services, LLCM&T Securities, Inc.09-06-2017
Joseph S. MuratoreCitizens Securities, Inc.M&T Securities, Inc.$27007-17-2017
Austin Taylor FarrellLPL Financial LLCM&T Securities, Inc.05-25-2017
Joseph Henry Shaw IIIPrivate Advisor Group, LLCM&T Securities, Inc.05-04-2017
Robert Frederick WindhausenKey Investment Services LLCM&T Securities, Inc.04-04-2017
Ruben BurgosHSBC Securities (USA) Inc.M&T Securities, Inc.02-17-2017
Gary Lee MontalbanoKey Investment Services LLCM&T Securities, Inc.01-18-2017
Bruce Robert CoteLPL Financial LLCM&T Securities, Inc.11-16-2016
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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