Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert William Bergmann Sr.Infinex Investments, Inc.M&T Securities, Inc.08-19-2016
Allen P. CantoniESL Investment Services, LLCM&T Securities, Inc.04-28-2015
Amy M. Gaston IresabalFidelity Brokerage Services LLCM&T Securities, Inc.02-04-2020
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Andrea Noel VaioliMetLife Securities Inc.M&T Securities, Inc.$1006-30-2014
Andrew James O'DellHSBC Securities (USA) Inc.M&T Securities, Inc.04-19-2018
Andrew James SwartwoutLPL Financial LLCM&T Securities, Inc.$15011-10-2017
Antonio PiccolinoCitizens Securities, Inc.M&T Securities, Inc.12-06-2012
Austin T. FarrellLPL Financial LLCM&T Securities, Inc.05-25-2017
Barbara Marie BoldenMML Investors Services, LLCM&T Securities, Inc.07-28-2016
Bethany Kendra AllenHSBC Securities (USA) Inc.M&T Securities, Inc.09-21-2017
Brandon Michael CapicottoScottrade, Inc.M&T Securities, Inc.05-25-2016
Brenda Ann EvansPark Avenue Securities LLCM&T Securities, Inc.02-10-2020
Brian BurkhardtHSBC Securities (USA) Inc.M&T Securities, Inc.01-24-2011
Brian James HoeckhCitizens Securities, Inc.M&T Securities, Inc.05-03-2010
Bruce Robert CoteLPL Financial LLCM&T Securities, Inc.11-16-2016
Carissa L. LeoneKey Investment Services LLCM&T Securities, Inc.07-10-2015
Caroline Maria BravoCitizens Securities, Inc.M&T Securities, Inc.04-17-2018
Christine Ann GumaerLPL Financial LLCM&T Securities, Inc.01-05-2018
Claudio Mario MastroianniCitizens Securities, Inc.M&T Securities, Inc.02-22-2016
Claudio Mario MastroianniVALIC Financial Advisors, Inc.M&T Securities, Inc.09-28-2015
Claudio Mario MastroianniLPL Financial LLCM&T Securities, Inc.04-04-2011
Constantine J KitrinosLPL Financial LLCM&T Securities, Inc.12-10-2014
Craig N WarnerTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.05-28-2019
Daniel June DumoulinLPL Financial LLCM&T Securities, Inc.11-28-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.