Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Mark Wesley BakerAllstate Financial Services, LLCMML Investors Services, LLC06-20-2019
James Anthony GeraciAllstate Financial Services, LLCMML Investors Services, LLC05-07-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Edward HackettAllstate Financial Services, LLCMML Investors Services, LLC03-06-2019
Kai F HuiAllstate Financial Services, LLCMML Investors Services, LLC06-06-2017
Steven Michael CaparcoAllstate Financial Services, LLCMML Investors Services, LLC03-30-2017
Sean Adam WorthAllstate Financial Services, LLCMML Investors Services, LLC04-25-2016
Connie Lynn GilderhusAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-07-2020
Brian QuatraleAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC05-19-2014
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
Ronald BarcellinoAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$5004-18-2013
John Ross Billy Diodato Dan Buckley Jack FraserAmeriprise Financial Services, LLCMML Investors Services, LLC$30403-15-2019
Ryan Lambert Cheri Amsden Daniel Miller James Phillips Christopher Spratt Mark WellsAmeriprise Financial Services, LLCMML Investors Services, LLC$29402-01-2018
John RossAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
John Joseph FraserAmeriprise Financial Services, LLCMML Investors Services, LLC$5003-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
Richard KennaAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
Philip Nathaniel HoweAmeriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
Robert E Francis JrAmeriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
James Lee PhillipsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.