Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Adrienne J. Rothstein-GraceCadaret, Grant & Co., Inc.MML Investors Services, LLC01-10-2014
Aileen Farrell SchruthUBS Financial Services Inc.MML Investors Services, LLC03-01-2010
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
Alan Ted FrankelMML Investors Services, LLCMML Investors Services, LLC07-12-2013
Albert Robin BergmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1012-03-2014
Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC02-01-2011
Amit SurGWN Securities Inc.MML Investors Services, LLC09-24-2015
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Andrew FeigenbaumNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC12-19-2019
Andrew Raymond DoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-03-2018
Anne Vahey MillerHighTower Securities, LLCMML Investors Services, LLC01-09-2020
Annette Jean OldayLPL Financial LLCMML Investors Services, LLC10-02-2015
Anthony Joseph MatroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-03-2020
Anthony Joseph Pullinzi Jr.Allstate Financial Services, LLCMML Investors Services, LLC10-02-2019
Anthony Philip FaiccoUBS Financial Services Inc.MML Investors Services, LLC10-25-2018
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC09-03-2013
Anthony Vincent IuffredoPark Avenue Securities LLCMML Investors Services, LLC05-11-2015
Aristotelis K. MichialisPackerland Brokerage Services, Inc.MML Investors Services, LLC10-04-2019
Aron Adam MestelAXA Advisors, LLCMML Investors Services, LLC$1008-12-2013
Arslanamin ShahAllstate Financial Services, LLCMML Investors Services, LLC03-27-2019
Benjamin Charles ChamberlainEquity Services, Inc.MML Investors Services, LLC09-03-2015
Benjamin DeaneM Holdings Securities, Inc.MML Investors Services, LLC$2502-19-2019
Benjamin FeinerAXA AdvisorsMML Investors Services, LLC$2303-04-2020
Benjamin H. KoppVALIC Financial Advisors, Inc.MML Investors Services, LLC12-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.