Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
Mark William CassidyLaidlaw & Company (UK) Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
David Slakter SherlineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Neil Richard CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Gerard John MehanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
Robert Gerard MoonePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
James Lawrence DiblasiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Michael A PerriTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Isaiah Novelle JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-24-2019
Michael V SpelmanMyrmidon Private CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Benjamin Russell LeitmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
John Patrick BussPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Christian F ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ruvan Sanjeewa JagodaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Patrick Jay SeholmWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
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Showing 1 to 25 of 818 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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