Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Kendrick HaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Karen Beth RosnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Arthur Blake ShermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Alex Samuel GilmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Louis Stephen MeltzerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Dana LambertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Kathleen ReynoldsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Karen Anne FelmlyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Arthur ValeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Jacob M DunnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$16009-18-2020
Hadi J FakhouryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Alyson Elizabeth ReevesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Craig Stephan MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Michele MeilamedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Devon YogmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Bryan V FowlkesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Jeffrey SussmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Ariel BaezCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2020
Brennen Michael PrzybyszPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2020
Gerald Peter Di ChiaraAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
Ryan Michael TamasiJNB Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2020
Lisbeth R MitchellJNB Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2020
Jake Francis TerhuneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2020
Rebecca A LaksFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2020
Joseph John RivelloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
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Showing 1 to 25 of 706 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.