Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Nathan LeeTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Michael Anthony D'OnofrioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Brian Armando AraratJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
John Daniel TrautOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Jonathan RiddleAltium Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Scott David LitnerWestern International Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-31-2020
Kayla Sue MurphyBessemer Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2020
Joseph Bishar NakashianMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2020
Laurie Renee GoodmanJefferies LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Robert MarinoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Jessie SimsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Frank Roger FioreAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2019
Kristian Michael HernandezAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Michael Z. KusnirMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Paul Edwin GuginoMercer Allied Company, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2019
Isabella Francis LoughlinHNP Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Thomas E. AsprinioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
David Kyle HerringtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Nicholas E DabrownyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Robert FalkCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2019
Richard Reid HymanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Gregory J SchallerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2019
Next Page »

Showing 1 to 25 of 1,235 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.