Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jack GoldschmidtAegis Capital Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2015
Nicholas KlopsisAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2013
Mauro Frank D'AddatoAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-25-2009
Mark A. CirelliAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Joel Eziekel BlumAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-14-2014
Michael David HirschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Vladimir Nicolay BoulatnikovAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2012
John Michael WallopAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2012
Timothy Ray HiltonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-29-2011
Joshua Daniel Brown, Ronald Alston RienasAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Mickey Joel LittmannB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2016
Achilleas PsihudakisB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Cameron Jeffrey VensBelpointe Asset Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Thomas Michael TanseyBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Andrew LeBlancBruderman BrothersMerrill Lynch, Pierce, Fenner & Smith Incorporated$30003-31-2017
Eugene Paul O'Connor Jr.Cadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-29-2012
Lola C WestCeladon Financial Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2009
Ian Scot FullerCeladon Financial Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2009
Michael Leroy SantorsolaCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Marshall Evan GreenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2017
Andrey Gennadyevich BorodkinCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Jasmine MurgaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-19-2016
Lily Tanzil-OnneCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
Lisandro Martin EnferriCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
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Showing 1 to 25 of 524 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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