Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Adam H KatzKore Private Wealth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2018
Adam J GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Adam KohlerTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2015
Adarsh Ramesh ShahMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-15-2014
Adrian HuertaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Adrian SchwartzTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2014
Akira KidoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Alan AuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
Alan L KatzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-05-2012
Albert Joseph Aeed IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2012-18-2015
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-29-2016
Alberto Jesus CorderoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2013
Alex Michael MerrillStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Alex Samuel GilmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Alexander BassHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-02-2012
Alexander J KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2012
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alexander Stuart TaubRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-24-2009
Alexander V KondurJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2016
Alexis O MolinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2013
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Showing 1 to 25 of 706 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.