Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aaron Jordan Freedman | Janney Montgomery Scott LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-04-2016 |
| Abbe Lynn Spector | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $19 | 04-28-2017 |
| Abdul Saboor Ferogh | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-27-2018 |
| Abraham Harold Glass | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-12-2018 |
| Achilleas Psihudakis | B. Riley Wealth Management | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-12-2015 |
| Adam J. Grossman | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-20-2018 |
| Adam Joaquin Parker | Securian Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-06-2016 |
| Adrian Schwartz | TD Ameritrade Investment Management, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-06-2014 |
| Akira Kido | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-16-2016 |
| Alan Au | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-27-2017 |
| Alan L Katz | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 09-05-2012 |
| Albert Joseph Aeed II | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-18-2015 |
| Albert Michael Murad | Oppenheimer & Co. Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $29 | 07-29-2016 |
| Alberto Jesus Cordero | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 01-02-2013 |
| Alberto Salazar | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-15-2015 |
| Alexander James Mayer | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-16-2018 |
| Alexander Jung Kim | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-03-2012 |
| Alexander Stuart Taub | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-24-2009 |
| Alexander Vladimir Kondur | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-30-2016 |
| Alexandra Isabella Kennedy | Citizens Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-04-2017 |
| Alexandra J. Miele | HighTower Securities, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-15-2013 |
| Alexis O. Molina | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-25-2013 |
| Alice Beth Leopold-Benintendi | Janney Montgomery Scott LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 03-11-2015 |
| Allen Marshall Zick | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-20-2009 |
| Allen Stephen Relkin | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-19-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
