Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Mahoney Kevin Mahoney Mark C Marotta Kristen Koluch Phil MurphyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,90011-13-2015
Stephen S Brown James P GoetzStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,50010-20-2014
Brian Michael SchneiweissStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00009-01-2016
David Harold HollenbaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,96001-19-2016
William Gerard BerginLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,50003-04-2011
Larry Rothenberg Shaun Van Vliet David FarberFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,30001-20-2017
David PriceSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-02-2018
Damon Scott SilversteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-28-2017
Charles Steven TeixeiraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-11-2016
Harlan Shaw LevinsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-10-2016
Ryan Tate PetersTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-28-2014
Ruth Elise BergerHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-21-2014
Christine Margaret TorreyHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-22-2013
Robert Leonard SimetiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-21-2013
Leandro MilititskyJefferies LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-02-2012
Renato V EstefanoJefferies LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-02-2012
Richard Philip SteinbergHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-02-2012
Alexander BassHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-02-2012
Antonio Geno Coppola JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-27-2009
Richard Allen Gallos JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-20-2009
Maynard Lee EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-23-2009
Sally Lawrence EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-23-2009
Michael TaggartJPMorgan Chase & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$80005-11-2018
William Lloyd Andrew Means Peter WillseaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$65507-07-2016
Louise GundersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$65002-25-2011
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Showing 1 to 25 of 706 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.