Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul Paul MollicaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-29-2019
John Paul MollicaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-29-2019
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$42004-28-2017
John David ScalaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-28-2017
Bryce Scott WilinskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-28-2017
Daniel Matthew McNicholasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-28-2017
Ira S. KatzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Derek Paul SabineLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-20-2017
Jennifer Lynn RitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Arnold FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Arnold Frank FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Louis Anthony FalvoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2014
Kenneth John ArellanoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-14-2013
Kevin Jerome KopecLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2013
Brendan O'KellyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
Nickolas Jude SpiliotisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-03-2012
Eric Clarke SchwilkLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2011
William Gerard BerginLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2011
Narinder Singh BainsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2009
William WuLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-21-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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