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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald H PriorHalliday Financial, LLCMetLife Securities Inc.$1008-04-2017
James Paul CooneyHornor, Townsend & Kent, LLCMetLife Securities Inc.05-18-2017
Christopher Neal AldersonNYLIFE Securities LLCMetLife Securities Inc.04-06-2017
Joshua Steven CornLPL Financial LLCMetLife Securities Inc.03-13-2017
John James Thomson Jr.AXA Advisors, LLCMetLife Securities Inc.02-17-2017
Dinoe J WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-15-2017
Stephen Douglas ParkerRaymond James & Associates, Inc.MetLife Securities Inc.02-09-2017
Peter SamartanoPruco Securities, LLC.MetLife Securities Inc.02-06-2017
Michael Gerard Obrien Jr.LPL Financial LLCMetLife Securities Inc.02-02-2017
Liza Beth Dara ConfinoFidelity Brokerage Services LLCMetLife Securities Inc.01-30-2017
Jeffrey Michael FritzkePeak Brokerage Services, LLCMetLife Securities Inc.$2501-30-2017
David Alan BaumPruco Securities, LLC.MetLife Securities Inc.$10001-25-2017
Robert Frederick WindhausenM&T Securities, Inc.MetLife Securities Inc.01-11-2017
Nicholas Preston CampbellNational Securities CorporationMetLife Securities Inc.01-09-2017
Daniel MorenoPruco Securities, LLC.MetLife Securities Inc.01-04-2017
Thomas Pieter Lansing Jr.Equity Services, Inc.MetLife Securities Inc.12-20-2016
Ryan Edward DuttonNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-08-2016
Benjamin Dexter DugganKey Investment Services LLCMetLife Securities Inc.12-07-2016
Daniel Robert MoruzziEquity Services, Inc.MetLife Securities Inc.12-06-2016
Dickran M KabarajianAXA Advisors, LLCMetLife Securities Inc.12-01-2016
Bruce Morley DeppolitiPruco Securities, LLC.MetLife Securities Inc.$2511-29-2016
Christopher Ryan JohnsonPruco Securities, LLC.MetLife Securities Inc.11-29-2016
Eric Matthew FilipponeBuckram Securities LtdMetLife Securities Inc.11-21-2016
Jason Christopher LennoxINVEST Financial CorporationMetLife Securities Inc.11-08-2016
Brandon Spencer SieversMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-03-2016
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Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.