Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald H PriorHalliday Financial, LLCMetLife Securities Inc.$1008-04-2017
John James Thomson Jr.AXA Advisors, LLCMetLife Securities Inc.$2502-17-2017
Dinoe Jerome Wilson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-15-2017
Peter SamartanoPruco Securities, LLC.MetLife Securities Inc.02-06-2017
Robert Frederick WindhausenM&T Securities, Inc.MetLife Securities Inc.01-11-2017
Nicholas Preston CampbellNational Securities CorporationMetLife Securities Inc.01-09-2017
Daniel MorenoPruco Securities, LLC.MetLife Securities Inc.01-04-2017
Thomas Pieter Lansing Jr.Equity Services, Inc.MetLife Securities Inc.12-20-2016
Ryan Edward DuttonNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-08-2016
Dickran M KabarajianAXA Advisors, LLCMetLife Securities Inc.12-01-2016
Jason Christopher LennoxINVEST Financial CorporationMetLife Securities Inc.11-08-2016
Brandon Spencer SieversMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-03-2016
Mark IskhakovJ.P. Morgan Securities LLCMetLife Securities Inc.10-17-2016
David Anthony MassaroniWells Fargo Clearing Services, LLCMetLife Securities Inc.10-10-2016
Denise Elizabeth ChiarellaAXA Advisors, LLCMetLife Securities Inc.10-07-2016
Thomas G HillPruco Securities, LLC.MetLife Securities Inc.10-04-2016
Mark Alan McginnisAllstate Financial Services, LLCMetLife Securities Inc.09-29-2016
Na LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-27-2016
Kevin August FalkenbergAllstate Financial Services, LLCMetLife Securities Inc.09-22-2016
David KoberNYLIFE Securities LLCMetLife Securities Inc.08-31-2016
William Nicholas BrancaccioIndependent Financial PartnersMetLife Securities Inc.08-18-2016
Frederick AzzurroAXA Advisors, LLCMetLife Securities Inc.08-16-2016
Scott Alan McginnisAllstate Financial Services, LLCMetLife Securities Inc.08-12-2016
Spencer James McintyreKey Investment Services LLCMetLife Securities Inc.08-12-2016
Byrke Joseph SestokIndependent Financial PartnersMetLife Securities Inc.08-09-2016
Next Page »

Showing 1 to 25 of 242 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.