Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Frank Edward RoylanceHalliday Financial, LLCMetLife Securities Inc.01-29-2009
Marc Anthony MirabellaPark Avenue Securities LLCMetLife Securities Inc.$5002-01-2009
Thomas PallogudisPark Avenue Securities LLCMetLife Securities Inc.$2502-01-2009
Michael Bryan AntonivichNYLIFE Securities LLCMetLife Securities Inc.02-04-2009
Zhang Lin MurphyNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Eileen C TrentacosteChase Investment Services Corp.MetLife Securities Inc.03-01-2009
Scott A LoprestiAmeritas Investment Corp.MetLife Securities Inc.05-06-2009
Laura LeviChase Investment Services Corp.MetLife Securities Inc.06-01-2009
Paul Joseph Celentano Jr.Harbor Financial Services, LLCMetLife Securities Inc.06-16-2009
Sabrina Marie FregaraHarbor Financial Services, LLCMetLife Securities Inc.06-16-2009
Gerald H EisenbergNYLIFE Securities LLCMetLife Securities Inc.06-22-2009
Daniel Vincent McguireNYLIFE Securities LLCMetLife Securities Inc.06-25-2009
Meaghan Emily GambinoChase Investment Services Corp.MetLife Securities Inc.06-29-2009
June Yue Jiao Wang ChinFSC Securities CorporationMetLife Securities Inc.$5007-06-2009
Wayne Warren Roser Roser IIWoodstock Financial Group, Inc.MetLife Securities Inc.07-21-2009
Joseph Martin JulianNYLIFE Securities LLCMetLife Securities Inc.07-23-2009
Victor MuroEquity Services, Inc.MetLife Securities Inc.$15007-27-2009
Anil S TattaMorgan StanleyMetLife Securities Inc.08-17-2009
Emily Christine PolitoMorgan StanleyMetLife Securities Inc.09-01-2009
Jarrett S. PlafkerAXA Advisors, LLCMetLife Securities Inc.10-13-2009
Mark B AveryPrincipal Securities, Inc.MetLife Securities Inc.10-23-2009
David Doran CutlerSensus Investment ManagementMetLife Securities Inc.10-28-2009
Melissa L O'BrienM&T Securities, Inc.MetLife Securities Inc.11-02-2009
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Showing 1 to 25 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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