Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J. LoedelLPL Financial LLCMetLife Securities Inc.11-28-2011
Aga IvezajMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Aiyoung NamMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ajay K JainMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ajay Kanaiyalal DaveMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Albert Alexander RuasLincoln Financial Advisors CorporationMetLife Securities Inc.04-23-2014
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alexandra Catherine ErathMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alfred William ScheferEquity Services, Inc.MetLife Securities Inc.05-20-2016
Amirjon SalomovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.07-18-2016
Andrew Robert SchneegoldMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrzej DudusMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Angel Dalla RagioneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anil LambaMML Investors Services, LLCMetLife Securities Inc.$3303-25-2017
Anil S TattaMorgan StanleyMetLife Securities Inc.08-17-2009
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.05-26-2015
Anna Marie PeraHSBC Securities (USA) Inc.MetLife Securities Inc.08-05-2016
Anthony J. HooperMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony John RussoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Joseph MatroneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Thomas Giuliante Jr.Pruco Securities, LLC.MetLife Securities Inc.01-28-2015
Antonios George FranksMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Barbara Ellen Wheeler VendettiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bela ShahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Benjamin FeinerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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