Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John SchillingMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Robert Joseph ScrivensMML Investors Services, LLCMetLife Securities Inc.08-24-2011
Robert Leonard WallsMML Investors Services, LLCMetLife Securities Inc.$22403-25-2017
Robert Peter BunckeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Rocco BerardiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Roger Patrick AlgozoJ.P. Morgan Securities LLCMetLife Securities Inc.06-20-2016
Ronald Francis Gottl IIAXA Advisors, LLCMetLife Securities Inc.12-31-2012
Ronald H PriorHalliday Financial, LLCMetLife Securities Inc.$1008-04-2017
Rong LinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ryan Daniel SeufertLPL Financial LLCMetLife Securities Inc.12-19-2012
Ryan Edward DuttonNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-08-2016
Sabu LukoseMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Samuel Andrew LeonardMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Samuel Efren ChavarriaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Samuel Leonardo TerrazzinoMML Investors Services, LLCMetLife Securities Inc.$1603-25-2017
Sanaz Sonya TabriziAXA Advisors, LLCMetLife Securities Inc.07-29-2010
Sandy Bhagwandai WilbertNYLIFE Securities LLCMetLife Securities Inc.07-15-2015
Sanford George WolffeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Sara FaitelsonHornor, Townsend & Kent, LLCMetLife Securities Inc.10-26-2012
Scott Laurence GreenfieldMML Investors Services, LLCMetLife Securities Inc.07-09-2009
Scott MarcinMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Sharon IfrachCetera Advisors LLCMetLife Securities Inc.12-03-2010
Sigrid GoltzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Silvia RomanitaAllstate Financial Services, LLCMetLife Securities Inc.05-08-2014
Stacy HoffmanMML Investors Services, LLCMetLife Securities Inc.$7303-25-2017
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Showing 276 to 300 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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