Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Anthony EliasPruco Securities, LLC.MetLife Securities Inc.05-23-2013
Stephen Craig RettererMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Stephen E LiermanMML Investors Services, LLCMetLife Securities Inc.04-11-2013
Stephen Mark CohenMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Stephen P LevineCetera Advisors LLCMetLife Securities Inc.12-07-2012
Steve HerskovitsMML Investors Services, LLCMetLife Securities Inc.$14003-25-2017
Steven Gary NewmanMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Steven Michael LustigMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Sunnie Park LeeMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Susan Lynn GeorgeCetera Advisor Networks LLCMetLife Securities Inc.03-31-2015
Swinston Conrad HarriganMML Investors Services, LLCMetLife Securities Inc.$1004-01-2016
Sydney Joseph KhedouriMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Syed RizviEquity Services, Inc.MetLife Securities Inc.05-23-2012
Tab Barry MakLPL Financial LLCMetLife Securities Inc.07-17-2015
Tadas Vincent PetkeviciusMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tahir Mahmood JaffriMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tapash DeyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thomas Anthony CrociataMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thomas Francis Gallagher IIIMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thomas PallogudisPark Avenue Securities LLCMetLife Securities Inc.02-01-2009
Thomas SciarraMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Timothy Alan StalkerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Timothy J LoefflerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tomislav GovorcinMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Tommy ChenNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.05-21-2012
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Showing 301 to 325 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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