Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bing Vun ChengMML Investors Services, LLCMetLife Securities Inc.$18103-25-2017
Brent HenigMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bruce Morley DeppolitiPruco Securities, LLC.MetLife Securities Inc.11-29-2016
Bruce Sinclair ErathMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bruce William BowmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bryan RosenMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bryan TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.12-05-2014
Bryan WeinsteinPruco Securities, LLC.MetLife Securities Inc.02-10-2015
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Carl KravitzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Cassandra Lina CyriusJ.P. Morgan Securities LLCMetLife Securities Inc.02-25-2015
Catherine McGrathAmeriprise Financial Services, Inc.MetLife Securities Inc.$1003-16-2015
Chad Terry JoshpeMML Investors Services, LLCMetLife Securities Inc.$14203-25-2017
Charles Michael PalmaPark Avenue Securities LLCMetLife Securities Inc.02-24-2011
Charlie Williams Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Cheng LiuMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Choddie Toi BryantNYLIFE Securities LLCMetLife Securities Inc.$1005-06-2015
Christa Marie SharkeyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Cerrato ManninoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher George LauerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher J ReinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-26-2012
Christopher James AchesonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher James MideckePrincipal Securities, Inc.MetLife Securities Inc.07-13-2016
Christopher Michael DemayoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Neal AldersonNYLIFE Securities LLCMetLife Securities Inc.04-06-2017
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Showing 26 to 50 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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