Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Feng Yun Chinese NiuMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Frank Thomas Scalese Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Frederick AzzurroAXA Advisors, LLCMetLife Securities Inc.08-16-2016
Fredrick John PepperdayMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Furqan HassanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Garrett William HurleyMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Gary S KatzAllstate Financial Services, LLCMetLife Securities Inc.09-30-2011
Gary SlavinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
George Kostov Bidjov Jr.MML Investors Services, LLCMetLife Securities Inc.$2203-25-2017
George RamageAllstate Financial Services, LLCMetLife Securities Inc.11-25-2013
George SakellaridisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
George Weston SmithMML Investors Services, LLCMetLife Securities Inc.$2403-25-2017
Gerald Wallace SanbornMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gino Gerard DevivoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Paul BorgoszMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Sean ClagueMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Haerok YoonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Heather DevitoPruco Securities, LLC.MetLife Securities Inc.05-18-2016
Ho Ho-Sung ByunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$5012-18-2015
Hongyu GuoState Farm VP Management Corp.MetLife Securities Inc.10-12-2010
Howard WeinsteinMML Investors Services, LLCMetLife Securities Inc.$1103-25-2017
Huai William LinJ.P. Morgan Securities LLCMetLife Securities Inc.08-20-2015
Hui KeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Israel Mordecai EichenholzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jack Edmund RahmeyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 101 to 125 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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