Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbey GwinPeak Brokerage Services, LLCMetLife Securities Inc.05-31-2016
Adam J. LoedelLPL Financial LLCMetLife Securities Inc.$10011-28-2011
Adam L DubovPark Avenue Securities LLCMetLife Securities Inc.08-04-2016
Airinhos Manuel SerradasLincoln Financial Advisors CorporationMetLife Securities Inc.$25008-22-2013
Alan David FassChase Investment Services Corp.MetLife Securities Inc.04-25-2011
Albert Alexander RuasLincoln Financial Advisors CorporationMetLife Securities Inc.$50004-23-2014
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alfred William ScheferEquity Services, Inc.MetLife Securities Inc.05-20-2016
Alisa Diamond LichawPruco Securities, LLC.MetLife Securities Inc.11-25-2013
Amirjon SalomovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$25007-18-2016
Andrew Anthony CambriaAllstate Financial Services, LLCMetLife Securities Inc.12-02-2011
Angela Jieshan WenHSBC Securities (USA) Inc.MetLife Securities Inc.$10011-21-2013
Anil S TattaMorgan StanleyMetLife Securities Inc.08-17-2009
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.$10005-26-2015
Anna Marie PeraHSBC Securities (USA) Inc.MetLife Securities Inc.08-05-2016
Anthony Thomas Giuliante Jr.Pruco Securities, LLC.MetLife Securities Inc.$25001-28-2015
Ariel Moshe SerberAXA Advisors, LLCMetLife Securities Inc.$24012-07-2012
Audrey Lynn KirwinPark Avenue Securities LLCMetLife Securities Inc.$10010-05-2012
Barrington Anthony Martin HewittNYLIFE Securities LLCMetLife Securities Inc.09-16-2015
Benedetto GiustaJ.P. Morgan Securities LLCMetLife Securities Inc.03-17-2014
Benjamin Dexter DugganKey Investment Services LLCMetLife Securities Inc.12-07-2016
Brandon Spencer SieversMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-03-2016
Brian David BedfordLPL Financial LLCMetLife Securities Inc.$10008-09-2012
Brian GasiorSignator Investors, Inc.MetLife Securities Inc.$25001-27-2010
Brian Harris HesselMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$10010-26-2012
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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