Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nakiya Ntriwaa DansoNYLIFE Securities LLCMetLife Securities Inc.05-05-2016
Joshua J MaidaVALIC Financial Advisors, Inc.MetLife Securities Inc.$105-02-2016
Dean Martin StarrHSBC Securities (USA) Inc.MetLife Securities Inc.$104-22-2016
Louis K WongJ.P. Morgan Securities LLCMetLife Securities Inc.04-14-2016
Kevin GivensHornor, Townsend & Kent, LLCMetLife Securities Inc.04-13-2016
Marc Lawrence SingerHornor, Townsend & Kent, LLCMetLife Securities Inc.03-31-2016
Anthony Gerald McginnisAllstate Financial Services, LLCMetLife Securities Inc.03-15-2016
Scott J PorzioOppenheimer & Co. Inc.MetLife Securities Inc.$15003-08-2016
Travis Robert WhiteLPL Financial LLCMetLife Securities Inc.03-07-2016
L. James James MarcoKey Investment Services LLCMetLife Securities Inc.$1002-10-2016
Matthew Robert NugentChelsea Financial ServicesMetLife Securities Inc.$2502-02-2016
Peter Jack Spaniol Jr.Cadaret, Grant & Co., Inc.MetLife Securities Inc.$101-22-2016
Vincent Nicholas MartinoEmpire Asset Management CompanyMetLife Securities Inc.01-20-2016
Eric T GrassiKey Investment Services LLCMetLife Securities Inc.12-23-2015
Ho Sung ByunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$5012-18-2015
Robert Mark AmbrusHSBC Securities (USA) Inc.MetLife Securities Inc.12-17-2015
Michael Patrick KushchHSBC Securities (USA) Inc.MetLife Securities Inc.$112-16-2015
Edward Joseph BevilacquaLPL Financial LLCMetLife Securities Inc.$5010-27-2015
Mark A KutzCitigroup Global Markets Inc.MetLife Securities Inc.10-26-2015
Dorian Morgan DyckmanRegulus Advisors, LLCMetLife Securities Inc.10-12-2015
Edward S LucciAmeriprise Financial Services, Inc.MetLife Securities Inc.$2509-25-2015
Huai William LinJ.P. Morgan Securities LLCMetLife Securities Inc.$15008-20-2015
William James HiteNYLIFE Securities LLCMetLife Securities Inc.08-20-2015
Kevin James ChristopherPruco Securities, LLC.MetLife Securities Inc.08-04-2015
Tab Barry MakLPL Financial LLCMetLife Securities Inc.$107-17-2015
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Showing 51 to 75 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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