Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Vincent McCarthyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Fredrick John PepperdayMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard William CatucciMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Victor Anthony Falci Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael Philip DevineMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Martin Dean SteckMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Jeffrey MossMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ajay Kanaiyalal DaveMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bruce Sinclair ErathMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tadas Vincent PetkeviciusMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael John AssengMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Stephen Mark CohenMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Frank Thomas Scalese Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nicolo Macedonio PlatasMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Jacob FreilicherMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Alonzo DisunnoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Paul BorgoszMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard Eugene Cote Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey William KeyesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Sean ClagueMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Daniel Richard RohnkeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jack Edmund RahmeyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Israel Mordecai EichenholzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Julie Anita DelisoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Rendal SeelallMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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