Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert HansonNext Financial Group, Inc.MetLife Securities Inc.$110-24-2014
Douglas Michael PorterPruco Securities, LLC.MetLife Securities Inc.09-09-2014
Genti QipoJ.P. Morgan Securities LLCMetLife Securities Inc.08-15-2014
Dianne PritchardSigma Financial CorporationMetLife Securities Inc.06-19-2014
FRANK LLYOD DAVIDSONPruco Securities, LLC.MetLife Securities Inc.05-29-2014
Joshua Noah EllnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-23-2014
Silvia RomanitaAllstate Financial Services, LLCMetLife Securities Inc.05-08-2014
Albert Alexander RuasLincoln Financial Advisors CorporationMetLife Securities Inc.$5004-23-2014
Erik DamersLincoln Financial Advisors CorporationMetLife Securities Inc.$2504-01-2014
Lester Jonathon KermanCapital One Investment Services LLCMetLife Securities Inc.03-24-2014
Benedetto GiustaJ.P. Morgan Securities LLCMetLife Securities Inc.03-17-2014
Janette BretonMorgan StanleyMetLife Securities Inc.01-22-2014
Janet Farah LauricellaEquity Services, Inc.MetLife Securities Inc.01-09-2014
Rocco Anthony CapobiancoLPL Financial LLCMetLife Securities Inc.$5012-24-2013
Thomas PerryEquity Services, Inc.MetLife Securities Inc.12-18-2013
Martin Charles Lougen IIILPL Financial LLCMetLife Securities Inc.$2512-16-2013
Neil SolinaCetera Advisor Networks LLCMetLife Securities Inc.$15012-16-2013
Elizabeth Ruth QuinnCetera Financial Specialists LLCMetLife Securities Inc.$112-10-2013
Alisa Diamond LichawPruco Securities, LLC.MetLife Securities Inc.11-25-2013
George RamageAllstate Financial Services, LLCMetLife Securities Inc.$2511-25-2013
Angela Jieshan WenHSBC Securities (USA) Inc.MetLife Securities Inc.11-21-2013
Deanna Jean MoriartyLincoln Financial Advisors CorporationMetLife Securities Inc.11-14-2013
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.$110-21-2013
Reudel DiazEssex National Securities, LLCMetLife Securities Inc.09-27-2013
Jason Douglas DoiAXA Advisors, LLCMetLife Securities Inc.09-20-2013
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Showing 101 to 125 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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