Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lester Byron KelseyAllstate Financial Services, LLCMetLife Securities Inc.$5009-03-2013
Lawrence Adkins Jr.AXA Advisors, LLCMetLife Securities Inc.08-06-2013
Stephen Anthony EliasPruco Securities, LLC.MetLife Securities Inc.$105-23-2013
Charles Anthony ChiarelliSignator Investors, Inc.MetLife Securities Inc.05-22-2013
Deborah Alice YoonAmeriprise Financial Services, Inc.MetLife Securities Inc.04-05-2013
Brian Patrick DrummMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-19-2013
Mohamed Nour AbdallahEquity Services, Inc.MetLife Securities Inc.02-12-2013
Adam Ross LevyJ.P. Morgan Securities LLCMetLife Securities Inc.02-11-2013
Nicholas Gerard MannaHSBC Securities (USA) Inc.MetLife Securities Inc.01-31-2013
Kevin Michael LawrenceAXA Advisors, LLCMetLife Securities Inc.01-23-2013
William Chi ChenPruco Securities, LLC.MetLife Securities Inc.01-15-2013
Paul Stuart McandrewsHSBC Securities (USA) Inc.MetLife Securities Inc.01-02-2013
Ronald Francis Gottl IIAXA Advisors, LLCMetLife Securities Inc.12-31-2012
Jason Joseph WeberLPL Financial LLCMetLife Securities Inc.12-19-2012
Richard James RugelAllstate Financial Services, LLCMetLife Securities Inc.$112-19-2012
Ryan Daniel SeufertLPL Financial LLCMetLife Securities Inc.12-19-2012
Steven Brian Horn Sr.Santander Securities LLCMetLife Securities Inc.12-17-2012
Kathryn Rhea JonesVALIC Financial Advisors, Inc.MetLife Securities Inc.12-12-2012
Denise Marcia KnightCetera Financial Specialists LLCMetLife Securities Inc.12-10-2012
Ariel Moshe SerberAXA Advisors, LLCMetLife Securities Inc.12-07-2012
Stephen P LevineCetera Advisors LLCMetLife Securities Inc.$1012-07-2012
Christopher J ReinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$111-26-2012
Michael Christopher MarescaPark Avenue Securities LLCMetLife Securities Inc.11-08-2012
Brian Harris HesselMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-26-2012
Sara FaitelsonHornor, Townsend & Kent, LLCMetLife Securities Inc.10-26-2012
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Showing 126 to 150 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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