Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Weiming CuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-15-2012
Audrey Lynn KirwinPark Avenue Securities LLCMetLife Securities Inc.10-05-2012
Muhammad UsmanNYLIFE Securities LLCMetLife Securities Inc.10-02-2012
Jarrett Keith FeltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$24009-24-2012
Kevin Michael MohrCadaret, Grant & Co., Inc.MetLife Securities Inc.09-13-2012
Jeremy IslemanHornor, Townsend & Kent, LLCMetLife Securities Inc.$1308-27-2012
David Gordon FellAllstate Financial Services, LLCMetLife Securities Inc.$1008-24-2012
Brian David BedfordLPL Financial LLCMetLife Securities Inc.08-09-2012
Tamar Hana MogilskiLPL Financial LLCMetLife Securities Inc.08-09-2012
Dianne Eleanor DittmarEquity Services, Inc.MetLife Securities Inc.$108-06-2012
Charles William Major Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-21-2012
Carmine Joseph BarresiCitigroup Global Markets Inc.MetLife Securities Inc.06-06-2012
Syed RizviEquity Services, Inc.MetLife Securities Inc.05-23-2012
Tommy ChenNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.05-21-2012
Daryl Robert RoweAllstate Financial Services, LLCMetLife Securities Inc.$2505-17-2012
Robert Craig SullivanAllstate Financial Services, LLCMetLife Securities Inc.04-04-2012
David Lee Wood Jr.Mutual of Omaha Investor Services, Inc.MetLife Securities Inc.04-02-2012
Peter H OwhHornor, Townsend & Kent, LLCMetLife Securities Inc.01-18-2012
Andrew Anthony CambriaAllstate Financial Services, LLCMetLife Securities Inc.12-02-2011
Adam J LoedelLPL Financial LLCMetLife Securities Inc.$5011-28-2011
Kristopher M. WadsworthLPL Financial LLCMetLife Securities Inc.11-28-2011
Damianos TheodorouMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-21-2011
Christopher J. MetterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-07-2011
Michelle Moore GriffithNYLIFE Securities LLCMetLife Securities Inc.11-03-2011
Kennedy Daniel CrossanRoyal Alliance Associates, Inc.MetLife Securities Inc.$5010-27-2011
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Showing 151 to 175 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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