Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ariel Moshe SerberAXA Advisors, LLCMetLife Securities Inc.12-07-2012
Denise Elizabeth ChiarellaAXA Advisors, LLCMetLife Securities Inc.10-07-2016
Dickran M KabarajianAXA Advisors, LLCMetLife Securities Inc.12-01-2016
Frederick AzzurroAXA Advisors, LLCMetLife Securities Inc.08-16-2016
Jarrett S. PlafkerAXA Advisors, LLCMetLife Securities Inc.10-13-2009
Jason Douglas DoiAXA Advisors, LLCMetLife Securities Inc.09-20-2013
John James Thomson Jr.AXA Advisors, LLCMetLife Securities Inc.02-17-2017
Kevin Michael LawrenceAXA Advisors, LLCMetLife Securities Inc.01-23-2013
Lawrence Adkins Jr.AXA Advisors, LLCMetLife Securities Inc.$5008-06-2013
Marc David AnazagastyAXA Advisors, LLCMetLife Securities Inc.04-30-2010
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Ronald Francis Gottl IIAXA Advisors, LLCMetLife Securities Inc.12-31-2012
Sanaz Sonya TabriziAXA Advisors, LLCMetLife Securities Inc.07-29-2010
Scott Nicholas ZambelliAXA Advisors, LLCMetLife Securities Inc.08-16-2016

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.