Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Bradley Jay RubinUBS Financial Services Inc.Morgan Stanley$10005-11-2016
Amy Beth LevensonUBS Financial Services Inc.Morgan Stanley03-28-2016
Annemarie E. CookUBS Financial Services Inc.Morgan Stanley$2503-22-2016
James Edward KrugUBS Financial Services Inc.Morgan Stanley$10001-15-2016
Anthony John CappielloUBS Financial Services Inc.Morgan Stanley$2510-23-2015
Brian John DejoyUBS Financial Services Inc.Morgan Stanley$10010-07-2015
Alexander Edward MacphersonUBS Financial Services Inc.Morgan Stanley09-30-2015
Gary Michael KenajianUBS Financial Services Inc.Morgan Stanley09-03-2015
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial Services Inc.Morgan Stanley$95008-28-2015
Mark Paterno RemigioUBS Financial Services Inc.Morgan Stanley$15008-28-2015
Julian Marc FrankUBS Financial Services Inc.Morgan Stanley$10008-28-2015
Marc Saukwan WongUBS Financial Services Inc.Morgan Stanley08-28-2015
William Chung Liu Jr.UBS Financial Services Inc.Morgan Stanley08-28-2015
Marc Alex FrankUBS Financial Services Inc.Morgan Stanley08-28-2015
David Paul SobocinskiUBS Financial Services Inc.Morgan Stanley08-28-2015
Gil DouekUBS Financial Services Inc.Morgan Stanley08-26-2015
Jennifer Marie WalterUBS Financial Services Inc.Morgan Stanley$10008-14-2015
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial Services Inc.Morgan Stanley$2,00008-10-2015
Glenn Wyatt W. ArthursUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Christopher Francis MalofUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Wyatt R ArthursUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Jay Scott BlairUBS Financial Services Inc.Morgan Stanley$10008-10-2015
James Gregory Egnatchik Jr.UBS Financial Services Inc.Morgan Stanley08-10-2015
Next Page »

Showing 1 to 25 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.