Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samer TakiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2018
Cari Beth SchnipperFieldpoint Private Securities, LLCMorgan Stanley$10009-12-2018
Paul Shannon FreyerB. Riley Wealth ManagementMorgan Stanley09-14-2018
Raquel Fernanda Pazmino-CoffJ.P. Morgan Securities LLCMorgan Stanley09-25-2018
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2018
Calvin R. KongAmeriprise Financial Services, Inc.Morgan Stanley$14110-26-2018
Kwan-Rok KongAmeriprise Financial Services, Inc.Morgan Stanley$10010-26-2018
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Frank David SardanoCoastal Equities, Inc.Morgan Stanley$10011-28-2018
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley12-14-2018
Fredrika Nadja SidoroffPruco Securities, LLC.Morgan Stanley01-16-2019
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Jeffrey Turner JonesWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2019
Ryan Thomas LogueCapital AnalystsMorgan Stanley02-07-2019
Michael Brian SeidenfrauWells Fargo Clearing Services, LLCMorgan Stanley$2503-01-2019
Karen F AroetyAmeriprise Financial Services, Inc.Morgan Stanley$15003-08-2019
Andrew SenfieldNeuberger Berman LLCMorgan Stanley03-13-2019
Jason A BottenfieldSteward Partners Investment Advisory, LLCMorgan Stanley03-15-2019
Douglas Joseph MattlianoWells Fargo Clearing Services, LLCMorgan Stanley$5003-28-2019
Matthew Terry ParkerLaidlaw & Company (UK) Ltd.Morgan Stanley$5003-29-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
William J BowieCambridge Investment Research, Inc.Morgan Stanley04-12-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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