Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Michel PalacciBolton Global CapitalMorgan Stanley$5006-03-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Scott Thomas YeeCitigroup Global Markets Inc.Morgan Stanley05-06-2019
Steve Charles VisnovskeFirst Republic Securities Company, LLCMorgan Stanley06-25-2019
Kristine Ann BuchbandFSC Securities CorporationMorgan Stanley$10005-24-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Melvyn Sy LewisLaidlaw & Company (UK) Ltd.Morgan Stanley$5006-06-2019
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
Devorah R FinkelsteinNational Securities CorporationMorgan Stanley$10005-02-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Michael Anthony ManasiaWells Fargo Clearing Services, LLCMorgan Stanley$29106-28-2019
Nicholas A VafeasWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Peter Michael SantulliWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Juliana Vivian HadjiyaneWells Fargo Clearing Services, LLCMorgan Stanley05-31-2019
Michael George CoronaWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2019
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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