Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Lloyd RukeyserUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Harris Ian RingelheimUBS Financial Services Inc.Morgan Stanley & Co. Incorporated04-06-2009
Thomas Peter KazazesMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Christopher Peter DaifotisMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Herbert C Hooley Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Juan Carlos CarreraMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Christian Paul LordMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Kevin R. Zalanskas IIMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Thomas Crawford FrameMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David Craig LewMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Carolyn Jeanne WeissMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David Leo ShermanMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Joseph KarasMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Sergio MejiaMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Frederick W RickanMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Richard Laurence SchneiderMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Thomas Edward GreenwaldMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
J. Daniel PluffMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Juan LacrozeMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Simeon J. ThallMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
James Edward Mulcahy Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
John Herbert GoodwinMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
John Anthony SartiniMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Matthew Alan ThompsonMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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