Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Keith MillerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Adam S LangMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Alan Roy GreenbergMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Andrew Lawrence CushmanMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Becky Haya AcevedoMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Betsy Ann FossMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Brian M. GagerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Carolyn Gail MasseyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Carolyn Jeanne WeissMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Christian Paul LordMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Christopher Franklin LutzMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Christopher Peter DaifotisMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Daniel Michael FinneganMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Adam GoldenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Anthony DimitroMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Craig LewMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David Earl CooperMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Leo ShermanMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David NewtonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David Paul KleinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David SchneiderMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Diane V FinnertyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Eric Steven NewmanMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Eugene Walter SchatzMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Next Page »

Showing 1 to 25 of 103 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.