Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Armand James Del MedicoUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Christopher Vincent DefeliceJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC11-16-2017
Daniel William WrightWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC04-17-2009
David Emerson MarshallUBS Financial Services Inc.Morgan Stanley & Co. LLC$2502-23-2009
David Maldonado Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-09-2009
Edik EskandarianBerthel, Fisher & Company Financial Services, Inc.Morgan Stanley & Co. LLC$15008-10-2009
Eileen Barbara MichaelsUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Eric Peter SiefertRaymond James & Associates, Inc.Morgan Stanley & Co. LLC03-24-2009
Frederick Gerald WeemanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10003-02-2009
Howard ColeUBS Financial Services Inc.Morgan Stanley & Co. LLC02-05-2009
Hugh Arthur HamlinUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-23-2009
James K. MerkleyUBS Financial Services Inc.Morgan Stanley & Co. LLC$3702-23-2009
Jeffrey Neil KlotzUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-15-2009
Jeffrey Scott PierceUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Jose Miguel RiveraUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Joseph Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Joseph WhitneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-09-2009
Joshua Paul Jaroslow DuksinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-16-2009
Karen Leah LevinGoldman Sachs & Co.Morgan Stanley & Co. LLC11-11-2015
Laura Nafis PenningtonUBS Financial Services Inc.Morgan Stanley & Co. LLC02-12-2009
Mark Joseph HanniganSecurian Financial Services, Inc.Morgan Stanley & Co. LLC09-13-2016
Michael Anthony GiaconeUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Michael Dean CarrUBS Financial Services Inc.Morgan Stanley & Co. LLC02-05-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.