Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam William De StefanoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Alan J RutchikMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alan Scott WinstonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alexander Feneley HoerleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Allison Beth GiffuniMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Andrew Ian BarisMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Andrew Joseph SepulvedaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Annmarie C DamicoMorgan StanleyMorgan Stanley & Co. LLC05-01-2014
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Anthony Rinella IVMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Anthony Todd ConiglioMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Arlene Kerwick ScozzaroMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Armand James Del MedicoUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Armando Antonio GonzalezMorgan StanleyMorgan Stanley & Co. LLC06-08-2009
Arthur Joel Peck IVMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Austin James WarrinMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Austin L. ChenMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Bayard T Demallie IIIMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Benjamin A SteinbergMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Blair Louis HorneMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brian Fain LovemanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Keith AlbachMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Brian Patrick CraigMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Paul RiccardiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 252 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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