Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James K. MerkleyUBS Financial Services Inc.Morgan Stanley & Co. LLC$3702-23-2009
James Michael MolinaroMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
James Nicholas SugerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Robert HarrisMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Janice Lynn AlexanderMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Jay Edward GilfusMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Jeffrey Arthur PuttermanMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jeffrey D MoyerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jeffrey FiloneMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Jeffrey Mark HansgenMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jeffrey Scott PierceUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Jeffrey Taylor OhlMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeremy Scott SchwartzMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jesse Scott FriedmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jessica Lynn RoachMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jnan Ranjan BasuMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Anthony MorganMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Arthur Higbee Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
John D Rocco Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Emerson Morrison IVMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Eric KiffelMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John F GormanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Francis SartiniMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
John M GrazioliMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Matthew PrinciottoMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
« Previous PageNext Page »

Showing 101 to 125 of 252 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.