Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Anthony S PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Raymond Oliver LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Aniello Joseph PatalanoPruco Securities, LLC.NYLIFE Securities LLC06-28-2018
Eric GottesmanPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Gerald H EisenbergPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Trenton Lee TatePark Avenue Securities LLCNYLIFE Securities LLC09-08-2017
Sean Patrick NolanKey Investment Services LLCNYLIFE Securities LLC07-31-2017
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Christopher E DowdPruco Securities, LLC.NYLIFE Securities LLC07-03-2017
Jozef Nicholas KuzmkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-29-2017
William Shane Milton Hall Sr.MML Investors Services, LLCNYLIFE Securities LLC06-16-2017
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Rona Sari RosenbergMML Investors Services, LLCNYLIFE Securities LLC04-20-2017
Edward Lee ChandlerM&T Securities, Inc.NYLIFE Securities LLC04-12-2017
Stuart Martin FlaumMML Investors Services, LLCNYLIFE Securities LLC03-31-2017
Stephen Kenneth GanpatMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-29-2017
Timothy Ernst PopkoMorgan StanleyNYLIFE Securities LLC03-21-2017
David Ashton BishopDavid Lerner Associates, Inc.NYLIFE Securities LLC03-10-2017
Qurat AnneJ.P. Morgan Securities LLCNYLIFE Securities LLC02-27-2017
Merle N. BissoonPruco Securities, LLC.NYLIFE Securities LLC02-24-2017
Next Page »

Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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