Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Andrew Nigel McDonaldWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-20-2010
Andrew Todd BermanMML Investors Services, LLCNYLIFE Securities LLC04-16-2015
Angel Ruben TineoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$5009-30-2016
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Anthony M. GiancolaLPL Financial LLCNYLIFE Securities LLC06-13-2016
Anthony PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Braelin G. ThorntonNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC10-18-2012
Brian Francis HalpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-18-2016
Brian Manuel RiveraJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2015
Brian MaskerCitizens Securities, Inc.NYLIFE Securities LLC10-08-2015
Bruce Philip Fogwell Jr.Park Avenue Securities LLCNYLIFE Securities LLC10-10-2016
Charles Ian BearceMML Investors Services, LLCNYLIFE Securities LLC$15102-18-2016
Cody Alexander LapageMML Investors Services, LLCNYLIFE Securities LLC08-18-2016
Conner McGeeMorgan StanleyNYLIFE Securities LLC$10006-03-2015
Cosmo LaurinoPark Avenue Securities LLCNYLIFE Securities LLC06-10-2016
Darrick HokansonPruco Securities, LLC.NYLIFE Securities LLC07-24-2013
David Joseph HolihanMML Investors Services, LLCNYLIFE Securities LLC$2505-24-2013
Dirk Allen OldsAmerican Portfolios Financial Services, Inc.NYLIFE Securities LLC01-06-2014
Douglas Howard HolzerPark Avenue Securities LLCNYLIFE Securities LLC05-16-2012
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Frank Vee FinchHalliday Financial, LLCNYLIFE Securities LLC05-10-2012
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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