Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Saboor FeroghJ.P. Morgan Securities LLCNYLIFE Securities LLC07-30-2013
Adam R. TauNorth Ridge Securities Corp.NYLIFE Securities LLC03-04-2016
Akira KidoMorgan StanleyNYLIFE Securities LLC02-08-2010
Alaine Danielle MacdougallAllstate Financial Services, LLCNYLIFE Securities LLC12-09-2016
Alasdair Mackay ClynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-30-2014
Albert ChcouryJ.P. Morgan Securities LLCNYLIFE Securities LLC05-06-2015
Albert VenturaJ.P. Morgan Securities LLCNYLIFE Securities LLC07-17-2018
Albert Warner Fenical IIILPL Financial LLCNYLIFE Securities LLC03-21-2013
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Alicia Chitrani GopiCitizens Securities, Inc.NYLIFE Securities LLC02-28-2019
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Andrew M TheedeCitizens Securities, Inc.NYLIFE Securities LLC02-02-2016
Andrew Nigel McDonaldWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-20-2010
Andrew Todd BermanMML Investors Services, LLCNYLIFE Securities LLC04-16-2015
Andy Alexander RubioMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-29-2019
Angel L. GulizioPruco Securities, LLC.NYLIFE Securities LLC08-22-2019
Angel Ruben TineoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$5009-30-2016
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Anna Marie PeraMetLife Securities Inc.NYLIFE Securities LLC03-27-2014
Anthony Edward KellyJ.P. Morgan Securities LLCNYLIFE Securities LLC04-01-2015
Anthony F FellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-21-2012
Anthony M. GiancolaLPL Financial LLCNYLIFE Securities LLC06-13-2016
Anthony PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Anthony Wilfredo AriasCetera Advisors LLCNYLIFE Securities LLC05-06-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.