Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Mark SanderLPL Financial LLCNational Planning Corporation$14611-29-2017
John BlanosLPL Financial LLCNational Planning Corporation$10011-29-2017
Robert D RolandLPL Financial LLCNational Planning Corporation$10011-29-2017
Martin Samuel KleinmanLPL Financial LLCNational Planning Corporation$5011-29-2017
John A CarboneLPL Financial LLCNational Planning Corporation$5011-29-2017
Raymond Douglas CoyleLPL Financial LLCNational Planning Corporation$5011-29-2017
Peter Anthony AntonelliLPL Financial LLCNational Planning Corporation$4211-29-2017
Mark Cullen WegLPL Financial LLCNational Planning Corporation$1211-29-2017
Michael Richard FischerLPL Financial LLCNational Planning Corporation$1111-29-2017
Dario Joseph PompeoLPL Financial LLCNational Planning Corporation$1011-29-2017
James Alan PludeLPL Financial LLCNational Planning Corporation11-29-2017
Michael Ralph SantinoLPL Financial LLCNational Planning Corporation11-29-2017
Jean Tobin RiordanLPL Financial LLCNational Planning Corporation11-29-2017
Thomas Carl AmmonsLPL Financial LLCNational Planning Corporation11-29-2017
Michael Francis Halloran Sr.LPL Financial LLCNational Planning Corporation11-29-2017
Joseph Edward CohenLPL Financial LLCNational Planning Corporation11-29-2017
Mark Angelo CollerLPL Financial LLCNational Planning Corporation11-29-2017
Louis Robert DelorenzoLPL Financial LLCNational Planning Corporation11-29-2017
Gregory Hayden RaueLPL Financial LLCNational Planning Corporation11-29-2017
Khary Andre MillerLPL Financial LLCNational Planning Corporation11-29-2017
Carla Eudene WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
Michael Lawrence SanderLPL Financial LLCNational Planning Corporation11-29-2017
Richard Paul WismerLPL Financial LLCNational Planning Corporation11-29-2017
Jerome Carl WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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