Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ziyah Ruth EsbenshadeAmeriprise Financial Services, Inc.National Planning Corporation05-19-2010
Matthew Thomas HanshawRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
David Aaron VolkmanFirst Allied Securities, Inc.National Planning Corporation11-26-2012
Matthew Roy MeddaughAmeriprise Financial Services, Inc.National Planning Corporation08-22-2014
Lisa M RossiStratos Wealth Partners, LtdNational Planning Corporation06-28-2016
Todd A MillerAmeriprise Financial Services, Inc.National Planning Corporation$5007-01-2016
Michael Crescenzio GimlinAmeriprise Financial Services, Inc.National Planning Corporation07-01-2016
Patrick Richard BohnerRaymond James Financial Services, Inc.National Planning Corporation03-14-2017
Patrick Michael McDonaldKestra Investment Services, LLCNational Planning Corporation$1010-02-2017
Michael Joseph GreenJ.W. Cole Financial, Inc.National Planning Corporation$3610-05-2017
Stephen Henry ErdleyAmeriprise Financial Services, Inc.National Planning Corporation$1010-12-2017
Stuart Alan ParisCommonwealth Financial NetworkNational Planning Corporation$10910-16-2017
Mark ZigmanCommonwealth Financial NetworkNational Planning Corporation$1010-16-2017
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
Nicholas Christopher BeckmanSecurities America, Inc.National Planning Corporation10-17-2017
Richard Michael GeorgeSecurities America, Inc.National Planning Corporation$2510-20-2017
Roger Allen Pikul Jr.Securities America, Inc.National Planning Corporation10-20-2017
Robert Allan HowerterSecurities America, Inc.National Planning Corporation10-20-2017
William Norman HytnerRoyal Alliance Associates, Inc.National Planning Corporation$15010-23-2017
William Arthur RussellRoyal Alliance Associates, Inc.National Planning Corporation$10010-23-2017
Robert Gregory LyonsRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
Donald Andrew DonnellyRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
William John NiederauerSecurities America, Inc.National Planning Corporation10-23-2017
Robert John Patrick Jr.Royal Alliance Associates, Inc.National Planning Corporation10-23-2017
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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