Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ziyah Ruth EsbenshadeAmeriprise Financial Services, LLCNational Planning Corporation05-19-2010
Johnson George AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation$2511-01-2010
James Lance Weimar Jr.Kestra Investment Services, LLCNational Planning Corporation01-03-2011
Denise Elizabeth ChiarellaMetLife Securities Inc.National Planning Corporation07-21-2011
John Y TrentNorth Ridge Securities Corp.National Planning Corporation05-16-2012
Steven Lynn SpongRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
Taylor Keith Ranker IIRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
Matthew Thomas HanshawRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
David Aaron VolkmanFirst Allied Securities, Inc.National Planning Corporation11-26-2012
Michael George ChestaroFortune Financial Services, Inc.National Planning Corporation07-16-2013
Matthew Roy MeddaughAmeriprise Financial Services, LLCNational Planning Corporation08-22-2014
William Thomas SullivanFirst Allied Securities, Inc.National Planning Corporation12-01-2014
Orest Paul BaranskyRoyal Alliance Associates, Inc.National Planning Corporation05-07-2015
Gary Bruce MillerFirst Allied Securities, Inc.National Planning Corporation$5007-27-2015
Allan Lewis RatafiaFirst Allied Securities, Inc.National Planning Corporation08-03-2015
Lisa M RossiLPL Financial LLCNational Planning Corporation$5006-28-2016
Michael Crescenzio GimlinAmeriprise Financial Services, LLCNational Planning Corporation07-01-2016
Todd A MillerAmeriprise Financial Services, LLCNational Planning Corporation$5007-01-2016
Patrick Richard BohnerRaymond James Financial Services, Inc.National Planning Corporation03-14-2017
Patrick Michael McDonaldKestra Investment Services, LLCNational Planning Corporation$1010-02-2017
Michael Joseph GreenJ.W. Cole Financial, Inc.National Planning Corporation$3610-05-2017
Cody Aaron AlbrechtJ.W. Cole Financial, Inc.National Planning Corporation10-05-2017
Brian Scott GarnetsThe Investment Center, Inc.National Planning Corporation$1010-11-2017
Stephen Henry ErdleyAmeriprise Financial Services, LLCNational Planning Corporation$1010-12-2017
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.