Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation10-31-2017
Carla Eudene WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Armand SantiniRoyal Alliance Associates, Inc.National Planning Corporation$19210-25-2017
Dario Joseph PompeoLPL Financial LLCNational Planning Corporation$1011-29-2017
David Aaron VolkmanFirst Allied Securities, Inc.National Planning Corporation11-26-2012
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
Donald Andrew DonnellyRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$2511-01-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation11-16-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
Gregory Hayden RaueLPL Financial LLCNational Planning Corporation11-29-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
James Alan PludeLPL Financial LLCNational Planning Corporation11-29-2017
James Edward FernanSecurities America, Inc.National Planning Corporation11-03-2017
Jean Tobin RiordanLPL Financial LLCNational Planning Corporation11-29-2017
Jerome Carl WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
John A CarboneLPL Financial LLCNational Planning Corporation$5011-29-2017
John BlanosLPL Financial LLCNational Planning Corporation$10011-29-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$2511-02-2017
Joseph Edward CohenLPL Financial LLCNational Planning Corporation11-29-2017
Khary Andre MillerLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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