Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$103-21-2019
Louis Adam BerkowitzIBN Financial Services, Inc.National Securities Corporation09-28-2018
Oleg E ShapiroChelsea Financial ServicesNational Securities Corporation$5007-19-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
James Bryant Eichner Jr.Allied Millennial Partners, LLCNational Securities Corporation02-22-2018
Jonathan George HernandezNorthwestern Mutual Investment Services, LLCNational Securities Corporation02-15-2018
James Dabney Mcmurray Jr.LifeMark Securities Corp.National Securities Corporation$102-01-2018
Brian E BrennanCitigroup Global Markets Inc.National Securities Corporation$5012-18-2017
Michelle AdlerCitigroup Global Markets Inc.National Securities Corporation12-05-2017
Roger Charles FaubelChelsea Financial ServicesNational Securities Corporation11-30-2017
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation$5009-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation$5009-06-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Edward Brian HaggertyAegis Capital Corp.National Securities Corporation$5009-01-2017
George Anthony TapinekisAegis Capital Corp.National Securities Corporation$5009-01-2017
Peter MamaisAegis Capital Corp.National Securities Corporation$5009-01-2017
Vasilios TakosAegis Capital Corp.National Securities Corporation09-01-2017
Daniel Joseph RipleyIBN Financial Services, Inc.National Securities Corporation$108-16-2017
Nathan KodsiAegis Capital Corp.National Securities Corporation$5008-15-2017
Jeffrey Michael WadhamsCape Securities Inc.National Securities Corporation07-27-2017
Philip Kevin DipernaCitigroup Global Markets Inc.National Securities Corporation06-27-2017
Jeffrey William HanrettyLifeMark Securities Corp.National Securities Corporation$5006-02-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation$105-02-2017
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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