Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fran Marcie Wolfson-KeeganGWN Securities Inc.Nationwide Securities, LLC01-08-2020
Louis Robert PizzichilloEquity Services, Inc.Nationwide Securities, LLC01-06-2020
Robert James PutnamLPL Financial LLCNationwide Securities, LLC11-01-2019
Ryan Gwyn HarrisCabot Lodge Securities LLCNationwide Securities, LLC10-31-2019
James Daniel VavasLPL Financial LLCNationwide Securities, LLC10-01-2019
Christopher Peter LarkinLPL Financial LLCNationwide Securities, LLC09-06-2019
Daniel Bruce KobasaIBN Financial Services, Inc.Nationwide Securities, LLC05-21-2018
Jerrold Leigh KopsaMML Investors Services, LLCNationwide Securities, LLC07-11-2017
Daniel Joseph MilesAmeritas Investment Company, LLCNationwide Securities, LLC04-28-2017
John Marshall ReesorAvantax Investment Services, Inc.Nationwide Securities, LLC08-14-2015
Joseph Aaron LawrenceFarmers Financial Solutions, LLCNationwide Securities, LLC06-03-2015
Jamilynn Emerson FoxAllstate Financial Services, LLCNationwide Securities, LLC10-14-2014
Michael Allen GranicaMML Investors Services, LLCNationwide Securities, LLC08-19-2014
John Dana LoweNorthwestern Mutual Investment Services, LLCNationwide Securities, LLC04-04-2014
Terri Elizabeth KruegerLPL Financial LLCNationwide Securities, LLC03-03-2014
Lawrence SolomonPark Avenue Securities LLCNationwide Securities, LLC08-05-2010
Mahmoud Kwamina HantourAvantax Investment Services, Inc.Nationwide Securities, LLC07-30-2010
Kenneth Edward DimiccoRoyal Alliance Associates, Inc.Nationwide Securities, LLC07-30-2010
Jeffrey Scott FuchsRoyal Alliance Associates, Inc.Nationwide Securities, LLC07-30-2010
Mark Andre PoitrasRoyal Alliance Associates, Inc.Nationwide Securities, LLC07-30-2010
Fredric Lee HirschbeinAXA Advisors, LLCNationwide Securities, LLC07-06-2010
Jeremy James FalconeChase Investment Services Corp.Nationwide Securities, LLC02-01-2010
Norman Herbert MorganNYLIFE Securities LLCNationwide Securities, LLC02-03-2009
Robert Joseph DalyMML Investors Services, LLCNationwide Securities, LLC$1008-03-2016
Pamela WetherbeeAmeriprise Financial Services, LLCNationwide Securities, LLC$1007-20-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.