Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael KesslerAmeriprise Financial Services, Inc.New England Securities03-10-2015
Kevin Cole KynochSecurian Financial Services, Inc.New England Securities$10012-18-2014
Linus J ParkPurshe Kaplan Sterling InvestmentsNew England Securities12-16-2014
Robert Hellinger GeorgeH. Beck, Inc.New England Securities10-01-2014
Brian Michael WinchellSignator Investors, Inc.New England Securities08-15-2014
Derek Lawrence BotwinickPrincipal Securities, Inc.New England Securities06-02-2014
Steven Craig SkloverPrincipal Securities, Inc.New England Securities05-16-2014
Emily Beth WirginSecurian Financial Services, Inc.New England Securities$1005-08-2014
Marc Anthony MerberPark Avenue Securities LLCNew England Securities05-06-2014
Robert Lee DannSecurian Financial Services, Inc.New England Securities$10004-30-2014
Thomas Frank Claro Jr.Securian Financial Services, Inc.New England Securities04-18-2014
Craig Sidney ThompsonSecurian Financial Services, Inc.New England Securities04-15-2014
William James ValoneAmeritas Investment Corp.New England Securities04-07-2014
Scott Frederick GilbertPurshe Kaplan Sterling InvestmentsNew England Securities02-19-2014
Chris VasilakisSecurian Financial Services, Inc.New England Securities01-28-2014
Cindy Gail SipkinSecurian Financial Services, Inc.New England Securities$5001-28-2014
Thomas Patrick CarolanSecurian Financial Services, Inc.New England Securities01-28-2014
Bernard Abraham HillerSecurian Financial Services, Inc.New England Securities$5001-23-2014
Roderick Murphy CarolanSecurian Financial Services, Inc.New England Securities01-23-2014
Jonathan GreeneSecurian Financial Services, Inc.New England Securities01-17-2014
John Louis GranelliSecurian Financial Services, Inc.New England Securities01-16-2014
Esther Louise JoffeSecurian Financial Services, Inc.New England Securities01-14-2014
Mitchell Irwin MerberSecurian Financial Services, Inc.New England Securities01-14-2014
Stuart Ira GoldbergSecurian Financial Services, Inc.New England Securities$10001-13-2014
Brian James DutzerSecurian Financial Services, Inc.New England Securities01-03-2014
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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