Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Walter G CasagrandeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-07-2018
Kyle Christopher GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-15-2018
Patrick Emmett RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
Barry James Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Simeon Gilmore Eaves Jr.Purshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-19-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
Daniel Alexander OchoaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-06-2018
Michael Edward RinglerPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC03-26-2018
John Edward MansfieldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2018
William Joseph BowdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2018
Steven NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-06-2018
Brian Anthony CullinanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Mukesh Jamnadas MalkanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2018
Sam Hastings GrossoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-30-2017
Kathleen Mary MackeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-20-2017
Dario MercadoJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-16-2017
Matthew Neil StoteMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-16-2017
Jason Ari FeldmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1010-03-2017
Kyle Edward WesselsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2017
Brian Charles Johnston Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-14-2017
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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