Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Ammon BalasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2012
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam Noah HolemanHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-14-2016
Aden StreisandMorgan StanleyNorthwestern Mutual Investment Services, LLC03-21-2017
Ahmmad AttiehPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-07-2017
Alex Robert JohnsonAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2016
Alexander Robert SaltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-26-2019
Amir N AsadiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Barbara Ann BertrandSignator Investors, Inc.Northwestern Mutual Investment Services, LLC06-12-2015
Barry J Rings Jr.Atlas Private Wealth Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Blaine Gilbert LipkinHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC05-03-2013
Brad Russell BurtonTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-13-2018
Brian Anthony CullinanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Brian BradleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1004-29-2009
Brian Chandler DealWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-28-2010
Brian Charles Johnston Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-14-2017
Brian D. FreyMorgan StanleyNorthwestern Mutual Investment Services, LLC03-02-2010
Brian Edward GaineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10011-12-2009
Brian Kirk VieselmeyerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-03-2009
Brian Michael KaplanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-10-2009
Brian Patrick HarpurTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-16-2012
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Brian Scully ConboyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-28-2015
Cameron Dylan EvansDeutsche Bank Securities Inc.Northwestern Mutual Investment Services, LLC06-26-2014
Caroline Teresa KeatingMorgan StanleyNorthwestern Mutual Investment Services, LLC05-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.