Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Joseph Michael Fedorko Jr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.05-28-2009
Christopher Neil BenedictMorgan StanleyOppenheimer & Co. Inc.$10006-01-2009
Mitchell Scott KahnLPL Financial LLCOppenheimer & Co. Inc.09-03-2009
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Menashe D ZupnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.02-03-2011
Michael Paddington NorrisUBS Financial Services Inc.Oppenheimer & Co. Inc.$1002-25-2011
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2509-22-2011
Robert Fredrick Dudley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.11-25-2011
Robert Alan ReubenMorgan StanleyOppenheimer & Co. Inc.01-06-2012
John Ward Conover Jr.Maxim Group LLCOppenheimer & Co. Inc.$20001-19-2012
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-27-2012
Eugene Charles FlynnAegis Capital Corp.Oppenheimer & Co. Inc.08-10-2012
Ryland T. CorryWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-21-2012
Ryan C EinigUBS Financial Services Inc.Oppenheimer & Co. Inc.11-15-2012
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Jerome Frank Niles, Kyle Michael WoolMorgan StanleyOppenheimer & Co. Inc.$10005-06-2013
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Neil Seth OkunWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-16-2014
Neil SternMorgan StanleyOppenheimer & Co. Inc.05-19-2014
Frederick Xavier PazminoMorgan StanleyOppenheimer & Co. Inc.$15008-01-2014
David Leon LynnAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.01-30-2015
Eddy Wei Shu HungWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2502-11-2015
Kevin John GieraltowskiWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2504-02-2015
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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