Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick John SanchezOppenheimer & Co. Inc.Oppenheimer & Co. Inc.01-06-2009
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Raymond Michael CorreaUBS Financial Services Inc.Oppenheimer & Co. Inc.01-16-2009
Brett Ian GoldsteinUBS Financial Services Inc.Oppenheimer & Co. Inc.01-16-2009
Christofer G FerrugiariAmerican Capital Partners, LLCOppenheimer & Co. Inc.02-02-2009
Jonathan GreeneDominick & Dickerman LLCOppenheimer & Co. Inc.02-23-2009
Keith Edward NubelScottrade, Inc.Oppenheimer & Co. Inc.02-24-2009
Gregory Malcolm FerdinandH&R Block Financial Advisors, Inc.Oppenheimer & Co. Inc.$5003-27-2009
Peter Michael KunigkRBC Capital Markets, LLCOppenheimer & Co. Inc.05-06-2009
Joseph Michael Fedorko Jr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.05-28-2009
Michael Nunzio DiconzaWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2510-22-2009
Mark Richard StantonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$20010-22-2009
Adrian Brendan KieransWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-22-2009
Alan Michael EppersAXA Advisors, LLCOppenheimer & Co. Inc.$2512-16-2009
Raymond Henry LevesqueBrill Securities, Inc.Oppenheimer & Co. Inc.12-21-2009
Stephen David LassarRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.01-12-2010
Jeffrey Louis SaltzerRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.01-12-2010
Benjamin Glasser AibelSanders Morris Harris LLCOppenheimer & Co. Inc.03-01-2010
Borislav Valentinov KolevDeutsche Bank Securities Inc.Oppenheimer & Co. Inc.03-19-2010
Jason Michael GoldsteinDeutsche Bank Securities Inc.Oppenheimer & Co. Inc.03-19-2010
Keith Michael D'AgostinoStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$1005-28-2010
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Neer D HodorovLeumi Investment Services Inc.Oppenheimer & Co. Inc.06-29-2010
Richard CrescenzoAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2508-13-2010
David Wilson Fleming Jr.Deutsche Bank Securities Inc.Oppenheimer & Co. Inc.$15011-05-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.