Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Noah HolemanNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.11-06-2014
Adrian Brendan KieransWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-22-2009
Alan Michael EppersAXA Advisors, LLCOppenheimer & Co. Inc.$2512-16-2009
Alan Neal TocmanAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-12-2013
Albert James SabiniMorgan StanleyOppenheimer & Co. Inc.$5009-19-2011
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Alyssa Karen ZulianiMorgan StanleyOppenheimer & Co. Inc.09-19-2011
Andrew Craig AxelrodAmerican Capital Partners, LLCOppenheimer & Co. Inc.$1002-01-2016
Andrew D GonzalezJ.P. Turner & Company, L.L.C.Oppenheimer & Co. Inc.02-27-2012
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Anita Petricola LombardiEverest Consultants, LLCOppenheimer & Co. Inc.02-02-2015
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Benjamin Glasser AibelSanders Morris Harris LLCOppenheimer & Co. Inc.03-01-2010
Benjamin OkinGoldman Sachs & Co.Oppenheimer & Co. Inc.10-23-2014
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-29-2012
Borislav Valentinov KolevDeutsche Bank Securities Inc.Oppenheimer & Co. Inc.03-19-2010
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
Brett Ian GoldsteinUBS Financial Services Inc.Oppenheimer & Co. Inc.01-16-2009
Brian Ahthony McCarthy Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.07-05-2012
Carmen Dean Morrone Jr.Prime Capital Services, Inc.Oppenheimer & Co. Inc.02-14-2013
Caroline Elizabeth BaileySterne, Agee & Leach, Inc.Oppenheimer & Co. Inc.09-03-2014
Charles Steven ColchamiroJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.$2508-03-2018
Christian F GalloFieldpoint Private Securities, LLCOppenheimer & Co. Inc.10-09-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.