Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Xavier PazminoMorgan StanleyOppenheimer & Co. Inc.$15008-01-2014
Geoffrey M DemarcoM&T Securities, Inc.Oppenheimer & Co. Inc.10-28-2016
Gregory Vincent MatthewsMorgan StanleyOppenheimer & Co. Inc.05-16-2016
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Jerome Frank Niles, Kyle Michael WoolMorgan StanleyOppenheimer & Co. Inc.$10005-06-2013
John Ward Conover Jr.Maxim Group LLCOppenheimer & Co. Inc.$20001-19-2012
Joseph Michael Fedorko Jr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.05-28-2009
Kevin John GieraltowskiWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2504-02-2015
Kevin Robert O'NeillMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.05-12-2017
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
Mark Everett SchraderNational Securities CorporationOppenheimer & Co. Inc.$1008-05-2016
Menashe D ZupnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.02-03-2011
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Michael Edward SzalkiewiczWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2015
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Michael Paddington NorrisUBS Financial Services Inc.Oppenheimer & Co. Inc.$1002-25-2011
Mitchell Scott KahnLPL Financial LLCOppenheimer & Co. Inc.09-03-2009
Neil Roy RubinUBS Financial Services Inc.Oppenheimer & Co. Inc.$2506-18-2015
Neil Seth OkunWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-16-2014
Neil SternMorgan StanleyOppenheimer & Co. Inc.05-19-2014
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Reginald Alan HammondsWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-13-2017
Richard Frank Montaldo Jr.Morgan StanleyOppenheimer & Co. Inc.$1504-21-2017
Robert AbramowitzNational Securities CorporationOppenheimer & Co. Inc.$5009-01-2017
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Showing 26 to 50 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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