Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Alan ReubenMorgan StanleyOppenheimer & Co. Inc.01-06-2012
Robert Fredrick Dudley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.11-25-2011
Robert Lee ClarkSeaCrest Wealth Management, LLCOppenheimer & Co. Inc.11-04-2015
Robert Ryan SkoffLPL Financial LLCOppenheimer & Co. Inc.09-21-2017
Ronald Gene WexlerLPL Financial LLCOppenheimer & Co. Inc.03-03-2017
Ryan C EinigUBS Financial Services Inc.Oppenheimer & Co. Inc.11-15-2012
Ryland T. CorryWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-21-2012
Sean Peter RooneyLPL Financial LLCOppenheimer & Co. Inc.10-30-2015
Stephanie L. FarellaMorgan StanleyOppenheimer & Co. Inc.10-09-2017
Thomas Vincent GilroyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.03-03-2017
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
Ventsislava Nicole VentsislavovaCitigroup Global Markets Inc.Oppenheimer & Co. Inc.01-03-2017
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
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Showing 51 to 63 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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